)XQFWLRQ DQG &RQWURO
+($7 0RGH
ķ
:RUNLQJ FRQGLWLRQV DQG SURFHVV RI KHDWLQJ
,I 7DPE7SUHVHW & WKH XQLW HQWHUV KHDWLQJ PRGH LQ ZKLFK FDVH WKH IRXUZD\ YDOYH WKH FRPSUHVVRU DQG WKH RXWGRRU IDQ ZLOO
RSHUDWH VLPXOWDQHRXVO\ DQG WKH LQGRRU IDQ ZLOO UXQ DW SUHVHW VSHHG LQ WKH FRQGLWLRQ RI SUHVHW FROG DLU SUHYHQWLRQ
,I 7 DPE7SUHVHW & WKH FRPSUHVVRU ZLOO VWRS WKH RXWGRRU IDQ ZLOO VWRS ZLWK D WLPH ODJ RI V DQG WKH LQGRRU IDQ ZLOO VWRS DIWHU
VHFRQG EORZ DW ORZ VSHHG
,I 7SUHVHW &7 DPE 7SUHVHW & WKH XQLW ZLOO PDLQWDLQ LWV RULJLQDO RSHUDWLQJ VWDWXV
8QGHU WKLV PRGH WKH IRXUZD\ YDOYH LV HQHUJL]HG DQG WHPSHUDWXUH FDQ EH VHW ZLWKLQ D UDQJH RI & 7KH RSHUDWLQJ V\PERO WKH
KHDWLQJ V\PERO DQG SUHVHW WHPSHUDWXUH DUH UHYHDOHG RQ WKH GLVSOD\
ĸ
&RQGLWLRQ DQG SURFHVV RI GHIURVW
:KHQ GXUDWLRQ RI VXFFHVVLYH KHDWLQJ RSHUDWLRQ LV PRUH WKDQ PLQXWHV RU DFFXPXODWHG KHDWLQJ WLPH PRUH WKDQ PLQXWHV DQG
RQH RI WKH IROORZLQJ FRQGLWLRQV LV UHDFKHG WKH XQLW ZLOO HQWHU WKH GHIURVW PRGH DIWHU PLQXWHV
7 RXWGRRU DPELHQW
˚
& 7 RXWGRRU WXEH&
&7 RXWGRRU DPELHQW
˘
& 7 RXWGRRU WXEH&
&7 RXWGRRU DPELHQW
˘
& 7 RXWGRRU WXEH&
&7 RXWGRRU DPELHQW
˘
& 7 RXWGRRU WXEH7 FRPSHQVDWRU\ 7 RXWGRRU DPELHQW&
7 RXWGRRU DPELHQW
˘
& 7 RXWGRRU WXEH7 FRPSHQVDWRU\ 7 RXWGRRU DPELHQW&
DIWHU HQHUJL]LQJ 7 FRPSHQVDWRU\ & GXULQJ WKH ILUVW GHIURVWLQJ LI LW LV QRW WKH ILUVW GHIURVWLQJ 7 FRPSHQVDWRU\ LV FRQILUPHG E\
7 RXWGRRU WXEH RI TXLWWLQJ ODVW GHIURVWLQJ D ZKHQ 7 RXWGRRU WXEH
˚
& 7 FRPSHQVDWRU\ & E ZKHQ 7 RXWGRRU WXEH & 7
FRPSHQVDWRU\ &
$W WKDW WLPH WKH LQGRRU IDQ VWRSV DQG WKH FRPSUHVVRU VWRSV DQG DIWHU VHFRQGV WKH RXWHU IDQ ZLOO VWRS DQG WKHQ DIWHU VHFRQGV
WKH IRXUZD\ YDOYH ZLOO VWRS $IWHU VHFRQGV WKH FRPSUHVVRU LV LQLWLDWHG IRU UDLVLQJ WKH IUHTXHQF\ WR GHIURVW IUHTXHQF\
:KHQ WKH FRPSUHVVRU KDV RSHUDWHG XQGHU GHIURVW PRGH IRU PLQXWHV RU 7 RXWGRRU DPELHQW
ı
& WKH FRPSUHVVRU ZLOO EH
FRQYHUWHG WR +] RSHUDWLRQ $IWHU VHFRQGV WKH FRPSUHVVRU ZLOO VWRS $QG DIWHU DQRWKHU VHFRQGV WKH IRXUZD\ YDOYH ZLOO
EH RSHQHG DQG DIWHU VHFRQGV WKH FRPSUHVVRU DQG WKH RXWHU IDQ ZLOO EH VWDUWHG WKH LQGRRU IDQ ZLOO UXQ XQGHU SUHVHW FROG DLU
SUHYHQWLRQ FRQGLWLRQV DQG + ZLOO EH GLVSOD\HG DW WHPSHUDWXUH GLVSOD\ DUHD RQ WKH GLVSOD\ SDQHO 'HIURVW IUHTXHQF\ LV +]
Ĺ
3URWHFWLRQ
ƹ
&ROG DLU SUHYHQWLRQ
7KH XQLW LV VWDUWHG XQGHU KHDWLQJ PRGH WKH FRPSUHVVRU LV 21
ķ
,Q WKH FDVH RI 7 LQGRRU DPE & LI 7 WXEH& DQG WKH LQGRRU IDQ LV DW VWRS VWDWH WKH LQGRRU IDQ ZLOO EHJLQ WR UXQ DW ORZ VSHHG
ZLWK D WLPH ODJ RI PLQXWHV :LWKLQ PLQXWHV LI 7 WXEH!& WKH LQGRRU IDQ DOVR ZLOO UXQ DW ORZ VSHHG DQG DIWHU PLQXWH RSHUDWLRQ
DW ORZ VSHHG WKH LQGRRU IDQ ZLOO EH FRQYHUWHG WR RSHUDWLRQ DW SUHVHW VSHHG :LWKLQ PLQXWH ORZ VSHHG RSHUDWLRQ RU PLQXWH QRQ
RSHUDWLRQ LI 7 WXEH!& WKH IDQ ZLOO UXQ DW SUHVHQW VSHHG
ĸ
,Q WKH FDVH RI 7 LQGRRU DPE & LI 7 WXEH& WKH LQGRRU IDQ ZLOO UXQ DW ORZ VSHHG DQG DIWHU RQH PLQXWH WKH LQGRRU IDQ ZLOO
EH FRQYHUWHG WR SUHVHW VSHHG :LWKLQ RQHPLQXWH ORZ VSHHG RSHUDWLRQ LI 7 WXEH!& WKH LQGRRU IDQ ZLOO EH FRQYHUWHG WR SUHVHW
VSHHG
1RWH 7 LQGRRU DPE LQGLFDWHG LQ
ķ
DQG
ĸ
UHIHUV WR XQGHU LQLWLDOO\ KHDWLQJ PRGH WKH LQGRRU DPELHQW WHPSHUDWXUH EHIRUH WKH
FRPPDQG WR VWDUW WKH FRPSUHVVRU LV SHUIRUPHG DFFRUGLQJ WR WKH SURJUDP RU DIWHU WKH XQLW LV ZLWKGUDZQ IURP GHIURVW WKH LQGRRU
DPELHQW WHPSHUDWXUH EHIRUH WKH GHIURVW V\PERO LV FOHDUHG
ƹ
7RWDO FXUUHQW XS DQG IUHTXHQF\ GRZQ SURWHFWLRQ
,I WKH WRWDO FXUUHQW ,WRWDO$ IUHTXHQF\ ULVH ZLOO EH DOORZHG
LI ,WRWDO$ IUHTXHQF\ ULVH ZLOO QRW EH DOORZHG LI ,WRWDO$ WKH FRPSUHVVRU
ZLOO UXQ DW UHGXFHG IUHTXHQF\ DQG LI ,WRWDO$ WKH FRPSUHVVRU ZLOO VWRS DQG WKH RXWGRRU IDQ ZLOO VWRS ZLWK D WLPH ODJ RI V
)DQ 0RGH
8QGHU WKH PRGH WKH LQGRRU IDQ ZLOO UXQ DW SUHVHW VSHHG DQG WKH FRPSUHVVRU WKH RXWGRRU IDQ WKH IRXUZD\ YDOYH DQG WKH HOHFWULF
KHDWHU ZLOO VWRS
8QGHU WKH PRGH WHPSHUDWXUH FDQ EH VHW ZLWKLQ D UDQJH RI &
$872 0RGH
ķ
:RUNLQJ FRQGLWLRQV DQG SURFHVV RI $872 PRGH
D :KHQ 7 DPELHQW & WKH XQLW ZLOO RSHUDWH LQ &RRO PRGH 7KH VHW WHPSHUDWXUH LV &
E :KHQ 7 DPELHQW & WKH KHDW SXPS XQLW ZLOO RSHUDWH LQ +HDW PRGH VHW WHPSHUDWXUH EH & WKH FRROLQJ RQO\ XQLW ZLOO RSHUDWH
LQ )DQ PRGH VHW WHPSHUDWXUH EH &
F :KHQ &7 DPELHQW & WKH XQLW ZLOO RSHUDWH LQ WKH SUHYLRXV VWDWH ,I LW LV HQHUJL]HG IRU WKH ¿UVW WLPH LW ZLOO RSHUDWH LQ )DQ
PRGH
G 8QGHU DXWR PRGH LI LWV FRROLQJ PRGH RSHUDWLRQ IUHTXHQF\ LV VDPH DV WKDW XQGHU FRROLQJ PRGH LI LWV KHDWLQJ PRGH RSHUDWLRQ
IUHTXHQF\ LV VDPH DV WKDW XQGHU KHDWLQJ PRGH